5星计划条款与条件

• To qualify for the 5 Star Program, you must have a minimum asset level of $250,000 CAD ^脚注11 or make at least 15 online stock, ETF（交易所买卖基金） or option trades over a three month period. 客户将在达到计划资格要求后的次日加入5星计划。

• 对于期权转让和行使，以及CNQ市场交易，则适用常规佣金收费表。

• 每笔交易都会以下单次数为基础进行收费，无法捆绑享受折扣优惠。 For example, where multiple trades are made on the same account, for the same security, on the same exchange on the same side of the market on the same day, each trade is charged the applicable commission rate.

• 加元ommissions are charged in the currency of the security traded.

• 优先利率不适用于注册账户，注册账户享受标准利率。

• BMO InvestorLine will reimburse transfer fees based on standard industry rates, to a maximum of $200 (CDN) per transfer, and may limit this offer at its discretion.

• To qualify for the annual administration fee waiver, clients must belong to the 5 Star Program at the time the RRSP administration fee is being charged (December 31 of each year).

• Level II quotes (market depth) are only available for NASDAQ, the Toronto Stock Exchange and 多伦多证券交易所（TSX） Venture markets.

• 对于为达到5星计划资格而进行账户合并的情况，这些账户必须由同一客户拥有及/或共同拥有；或者与5星计划下注册的单个用户ID相关联。如果您使用客户ID访问您的账户，则合并金额将以客户ID下的所有账户为准。 If there is more than one Client ID user in a household residence, then all the assets under those Client IDs will be combined to qualify for the 5 Star 计划。

• If your Client ID includes Self-Directed & adviceDirect accounts, the assets in your adviceDirect accounts will be included for qualification in the 5 Star Program.

• 此计划不对投资俱乐部和合作伙伴账户开放。BMO InvestorLine reserves the right to exclude accounts at any time.

• 常规的佣金收费表适用于不符合计划参与资格的客户。 所有佣金率和服务都有可能发生变更。

注意：

1. 对于为达到5星计划的资产要求而进行账户合并的情况，账户必须由同一客户拥有和/或共同拥有；或者与5星计划下注册的单个用户名相关联。对于为达到5星计划的交易量要求而进行账户合并的情况，账户必须由同一客户拥有和/或共同拥有。如果您使用客户ID访问您的账户，则合并金额将以客户ID下的所有账户为准。 If there is more than one Client ID user in a household residence, then all the assets under those Client IDs will be combined to qualify for the 5 Star 计划。

2. 判定会员进入查看期和退出计划的计划评估日期为3月31日、6月30日、9月30日和12月31日。